Financial Crime (AML/CTF) Compliance
We provide expert assistance in drafting and developing Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) Programs specifically tailored to meet the unique needs of your business.
Our team conducts thorough assessments and ongoing reviews of your business’s exposure to money laundering and terrorism financing risks, ensuring that potential vulnerabilities are identified and addressed.
We offer comprehensive independent reviews of your AML/CTF Program to ensure compliance with all relevant AML/CTF obligations, providing you with an objective evaluation and recommendations for improvement.
Our engaging and interactive AML/CTF training sessions equip your staff with the knowledge and skills they need to understand their obligations and recognize potential AML/CTF situations.
AFSL Compliance Solutions
We provide guidance and support in preparing and submitting Australian Financial Services Licence (AFSL) applications to the Australian Securities and Investments Commission (ASIC), helping you navigate the licensing process with ease.
We assist you in obtaining licensure as a Corporate Authorised Representative under an AFSL, enabling you to enter the market more quickly and efficiently.
Finding the right Responsible Manager for your AFSL is crucial. We help you source and appoint a suitable Responsible Manager to ensure your business meets all regulatory requirements.
We offer ongoing assistance in maintaining your organisational competency and managing an effective AFSL Compliance Committee, ensuring continuous compliance with regulatory standards.
Board Advisory Services
Our strategic guidance helps you interpret and implement financial industry regulations effectively, ensuring your business remains compliant and competitive.
We support you in bringing innovative financial products to market, from conception to launch, while safeguarding your business from regulatory risks.
We believe that compliance is a cultural cornerstone. Our services help assess and uplift a compliance-centric culture within your organisation, fortifying all aspects of your business.
Stay ahead of the curve with our regular updates and insights on emerging compliance trends and regulatory developments, keeping your business informed and prepared for future challenges.
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Past Performance
ASX listed RegTech
Provided AML/CTF expertise to assist in the product development of an automated regulatory reporting system in AU & NZNASDAQ listed Payment Provider
Provided strategic guidance on development of internal compliance capabilities and ongoing compliance support in day to day activities -
"As a growing Australian Fintech company, we engaged the services of Testudo Compliance Group to assist us with our ASIC and AUSTRAC reeds. Their consultant was helpful and knowledgeable in the area of AFSL requirements. Complex issues were broken down, easy to understand and simple to comply with. They were excellent to work with."
Shendon Ewans, CEO & Co-Founder of Gobbill
Ready to ensure your compliance success? Reach out to us today!